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Review Essay: Lücken im Völkerrecht. Zu Rechtscharakter, Ouellen, Systemzusammenhang, Methodenlehre und Funktionen des Völkerrechts: IUlrich Fastenrath, Lücken im Völkerrecht. Zu
Rechtscharakter, Ouellen, Systemzusammenhang, Methodenlehre und Funktionen
des Völkerrechts, Duncker & Humblot. Berlin (1991) 299 pages
(incl. English summary), list of sources and index. IAside from its obsession for detail, the scientific mind also seeks
to comprehend an object under study as an entire system, rather than a
mere totality of individual instances. Law is no exception. On the
contrary, the quest for systemic relations between individual norms
(rules, principles) as well as between norms and behaviour has been
central to the law: if not so much with regard to the application of the
law, but to its doctrine. What else is doctrine but an explanation of
detail by reference to the whole, or the whole by reference to its
individual parts? But systems can only be comprehended - or at least argued - by
means of a paradox: by directing attention to that which does not belong,
which is outside and against which the system has a distinct identity. The
idea of a legal system - in any of its numerous senses - is premised upon
a delimitation between that which is and that which is not law. In this
primal sense, as Ulrich Fastenrath shows in his Lücken im
Völkerrecht, legal systems are dependent on theories of law, not
vice versa. What one understands as a `gap' in law is dependent on
what one's theory of law is. For a strict positivist, gaps tend to become
identified with areas where legislation is absent. For a Dworkian
naturalist, there really are no proper gaps at all: even in what first
appear to be cases where no legal rules are applicable, a right legal
answer can always be found by extrapolating it from the system's
background principles. Fastenrath's approach to the problem of lacunae differs from
the classical treatments of the topic by Lauterpacht,1 Stone2 and
Siorat3 in that his concern is not
primarily that of the judge facing a hard case. Fastenrath looks at gaps
from an external, systemic perspective, aiming to throw light on their
character and function within the legal system as a whole, or what
from his hermeneutical standpoint seems to amount to the same, the legal
systems proposed by various authors. Nonetheless, the topic has a
practical import. The approaches employed have a bearing on whether it is
possible to accept that international law has universal application, and
what should be seen as its proper legal sources, the political points of
entry for the legal argument. Such an approach aims to vindicate the fundamental character of
legal theory for international law as social practice. One may disagree
with such a programme and continue to stress, as I do, the primacy of law
as practice as opposed to law as doctrine and theory, and at the same time
applaud the elegance of Fastenrath's demonstration that views regarding
the mechanistic, non-political, value-free character of the international
lawyer's job are completely unfounded. Certainly, even our most routine
legal practices rely upon (and need constant backing from) unstated
theories of law and its place in human society. But I have two comments on this overall programme. First, is this
demonstration really needed? The mainstream international lawyer is
probably not an `unreflective positivist' as theorists have the habit of
assuming but rather a pragmatic problem solver for whom Fastenrath's
analysis only provides a complicated vocabulary for something that they
have known all along: namely, that particular theories, principles and
interpretations of the law always refer back to larger world-views and
prejudices.4 To stop there, however, as
Fastenrath does, and to declare all these world-views and prejudices as
simply verschiedene Dimensionen of the law, is surely an
anti-climatic conclusion. The interesting follow-up question about the
relative merits of the various prejudices is neither raised nor answered.
Nor can it be, if, as Fastenrath assumes (though he is not absolutely
clear on this point) there is no way of surpassing, even momentarily, the
interpreter's own prejudices. Second, why these legal prejudices, this Vorwissen, would be
adequately reflected in a limited number of classical
positivist/naturalist/hermeneutic/Marxist legal theories remains
unclear. A more broadly cultural, or anthropological approach might have
produced a more exciting legal sub-conscious, and a more realistic basis
for linking decision making in hard cases into the general patterns of
legitimation of authority in the international society. This might have
provided a sharper and more evidently political contrast between the
various `legal' theories and approaches. With these general caveats, however, the book provides a welcome
tour d'horizon of conventional international legal theories and
proposed systems through the idiosyncratic style of the German academic
tradition: full of analytic rigour and interesting notation. The
introduction of certain classics of German hermeneutic legal theory
(Alexy, Esser, Larenz, Viehweg) into a text on international law is
particularly welcome. Compared with certain recent Central European
dabblings in legal method and international law (e.g. Bleckmann,
Bos5), this book is simply a pearl.
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