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Peace and Security Achievements and Failures

Rosalyn Higgins 1

Full text available: PDF format *

The history of the United Nations, 1945-1995, in the field of peace and security, would be a scholarly enterprise of several volumes. One is struck first of all by the sheer magnitude of all that has happened relating to the UN's role in peace and security during these years. The texts, the problems, the events, the attempts, the developments, the successes, the failures, the new problems - come teeming upon each other. But, looking back over the last fifty years, it seems to me that certain trends and patterns are clearly discernible. We cannot understand where we are now, and what problems the United Nations faces today in the field of peace and security, without understanding what was intended, and what has actually occurred in the intervening period time. And only then can we explore what is happening today - and the implications for tomorrow.

I. The First Phase: What was Intended

To look at the text of the Charter, and to remind ourselves of what was originally intended, is to see how far we have come from the original ideas of the founding fathers. The United Nations Charter was intended to provide a comprehensive set of prescriptions on conflict resolution and the use of force. On the one hand there were the provisions for settling disputes between States, and the prescriptions as to when force could or could not be used. On the other was the intended capability of the United Nations itself to provide collective security, if necessary by enforcing the peace. Chapter VI of the Charter indicates the appropriate methods of settling international disputes and gives the Security Council certain powers in relation to these. Whether decisions taken by the Security Council under Chapter VI can be binding has been the subject of some controversy . But it is agreed that generally speaking, resolutions under Chapter VI will be recommendatory, rather than decisions which bind the membership at large by reference to Article 25. The International Court of Justice in the Namibia case made the extremely important observation (which has implications for other chapters of the Charter as well) that resolutions may in any event have operative effect - that is to say, the findings of fact, or applications of law within an organ's own competence, are determinative.2

As for the entitlement of States to use force, the matter was meant to be resolved by the combined application of Article 2(4) and Article 51. All use of force save in self-defence was prohibited under Article 2(4) (as the International Court in the Corfu Channel case was to affirm in its judgment in 1949). Article 51 did not entirely `match' Article 2(4), in that under the former a State could use force `if an armed attack occurs', but the latter provision prohibited the threat or use of force. (Years later, in the Nicaragua v. United States case (Merits), the International Court was further to underline that Articles 2(4) and 51 were not fully obverse sides of the same coin, by its finding that not all illegal uses of force constituted an armed attack, and that the right to self-defence was available only in regard to the latter).3

The Charter envisaged that States could reasonably be required to abstain from the use of force save in self-defence through the provision of collective security by the Security Council. Article 39 empowers the Security Council to determine the existence of a threat to or breach of international peace, and to recommend or decide on measures to maintain or restore international peace. Article 40 provides for provisional measures. Article 41 refers to non-forcible sanctions, including diplomatic and economic sanctions. Article 42 provides for military enforcement measures, to be carried out by forces made available to the Security Council under the special agreements envisaged in Article 43. The Security Council would thus be able to order economic and diplomatic sanctions, and also - directly, if it so chose, without first imposing sanctions under Article 41 - military sanctions. The forces would be available, the decision to use them in particular circumstances binding on all concerned. The Military Staff Committee was to be established to deal with the military planning and logistical aspects of such measures, as well as advising on a number of other military matters contained in Articles 45-47 of the Charter.

* The free viewer (Acrobat Reader) for PDF file is available at the Adobe Systems.

1 Professor of Law, The London School of Economics & Political Science till July 1995; Judge of the International Court of Justice.

2 ICJ Reports (1971) at para. 105.

3 ICJ Reports (1986) at paras. 193-5 and 210-211.

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