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Book ReviewsThürer, Daniel, Matthias Herdegen, and Gerhard Hohloch, Der
Wegfall effektiver Staatsgewalt: `The Failed State.' Heidelberg: C.F.
Müller Verlag, 1995. Pp 197. Dm 94; öS 686; sFr 89. This volume presents the proceedings of the German Society of
International Law 1995 Leipzig meeting on `The Failed State'. It consists of
presentations by the three authors as well as the full text of the ensuing
discussion. The first two presentations address public international law issues
arising from the breakdown of effective government, such as in Somalia. The
third deals with the private international law consequences of this
phenomenon. Thürer's analysis is based on the continued existence of the failed
state, despite the fact that its structure of government has ceased to exist,
both for internal and external purposes. This implies the duty to respect the
typical obligations vis à vis foreign states, including the prohibition of the use of force. On the
other hand, the Security Council's practice demonstrates that grave and
systematic violations of human rights, even without immediate trans-boundary
repercussions, may be classified as threats to the peace in accordance with
Article 39 of the Charter, and can lead to action under Chapter VII. Situations
of internal turmoil and general lawlessness typically create challenges to
human rights as well as to humanitarian law. Thürer stops short of
condoning unilateral armed humanitarian intervention, but notes the United
Nation's tendency to undertake or authorize humanitarian activities, if
necessary, including the use of force. He advocates the reactivation of the
Trusteeship Council to administer failed states, a step that would require an
amendment to the Charter, as well as the creation of a rapid reaction force at
the disposal of the Security Council and the completion of the International
Law Commission's projects on a Code of Crimes against the Peace and Security of
Mankind and on the creation of a permanent International Criminal Court. He
adds a number of suggestions on measures to reconstruct the failed state's
institutions. Herdegen argues that the paralysis of elementary state functions
suspends the application of certain international law principles which
presuppose the effective existence of the state. In the context of the state's
external representation, the last government's democratic legitimacy may, for a
while, compensate the lack of effectiveness. But ultimately the absence of an
effective government will destroy the representative powers of any still
existing diplomatic or consular missions. Most importantly, Herdegen pleads in
favour of a restrictive interpretation of the Charter's prohibition of the use
of force in situations of internal anarchy. While he supports Thürer's
thesis on the interpretation of Article 39 and the use of Chapter VII, he would
go one step further, arguing that armed intervention by individual states or
groups of states for strictly humanitarian purposes is to be permissible in
cases of genocide and other massive human rights violations. This result is
justified on the basis of ethics, a teleological interpretation of Article 2/4.
It is also based on the assertion that the disappearance of an effective
central power causes the state itself to disappear, hence losing its protection
under the Charter. Not surprisingly, under this approach humanitarian
intervention by regional organizations would not require Security Council
authorization. At the same time, Herdegen admits that United Nations action
under Chapter VII is to be preferred over regional action, while regional
action should take precedence over measures by individual states. Hohloch's examination of private international law aspects of the failed
state has less dramatic overtones. It is primarily concerned with the
application of foreign law whose effectiveness in the country of origin is no
longer assured. In fact, a judge who is referred by his/her local choice of law
rules to the law of a failed state may find it impossible to ascertain the
current state of the law in that country. The author develops a sophisticated
set of substitute solutions, which include the continued application of the
former law, the deliberate continued application of law that has been repealed,
the application of new law, if any, the application of local rules and customs,
and the application of regional substitute law. The lex fori should only
be a last resort in the event that all other solutions fail. The author also
notes that the breakdown of the administration of justice in the failed state
will often lead to an extension of jurisdiction in the forum state. The plenary discussion offers a number of thoughtful contributions, some
of which are quite contentious. In particular, Herdegen's advocacy of
unilateral force in situations calling for humanitarian intervention evokes
much criticism and controversy. This book demonstrates that the approach used by the German Society of
International Law for its biennial meetings is highly successful. It also
attests to the high quality of scholarly discourse on international law in the
German language. Christoph Schreuer School of Advanced International Studies Johns Hopkins University
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